Governance

Impartiality Policy

Certification and assurance decisions must be based on defined criteria, documented evidence, and the approved scope, not commercial pressure or personal interest.

Policy focus

Clear rules for applicants, certificate holders, buyers, and relying parties.

These pages are written to support practical use: what AQX expects, what the holder may claim, how concerns are handled, and what information should be sent when clarification is needed.

1

Conflict screening

AQX checks whether assigned reviewers have relationships, financial interests, consulting involvement, or prior work that could affect impartial judgment.

2

Evidence-led decisions

Certification outcomes are based on the submitted file, review criteria, scope wording, and applicable route requirements.

3

Separation of roles

Where support, review, and decision activities could create a conflict, AQX separates responsibilities or escalates the file for independent review.

4

Escalation channel

Applicants, certificate holders, buyers, and relying parties can raise impartiality concerns for documented review.

Procedure

How AQX handles this governance topic.

1

Receive

Identify any relationship or commercial pressure that may affect a file.

2

Classify

Record the concern and pause conflicted review activity where needed.

3

Review

Assign a suitable reviewer or decision function that is not affected by the conflict.

4

Respond

Document the outcome and communicate the practical next step.